People's Republic of China Financial Sector Assessment Program : Basel Core Principles for Effective Banking Supervision

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作者：

International Monetary Fund

来源地址：

http://hdl.handle.net/10986/26546

关键词：

ACCESS TO FINANCIAL SERVICES;  ACCOUNTABILITY;  ACCOUNTANT;  ACCOUNTING;  ACCOUNTING PRINCIPLES;  ADVANCED ECONOMIES;  AFFILIATES;  ANTI-MONEY LAUNDERING;  APPROVAL PROCESS;  ASSET MANAGEMENT;  ASSET MANAGEMENT COMPANIES;  ASSET PRICE;  ASSET QUALITY;  AUDITING;  AUDITORS;  AUDITS;  AUTONOMOUS REGIONS;  AUTONOMY;  BANK ASSETS;  BANK CAPITAL;  BANK CUSTOMER;  BANK FAILURES;  BANK LENDING;  BANKERS ASSOCIATION;  BANKING INDUSTRY;  BANKING LAW;  BANKING REGULATION;  BANKING SECTOR;  BANKING SECTOR ASSETS;  BANKING SECTOR REFORM;  BANKING SUPERVISION;  BANKING SYSTEM;  BANKRUPTCY;  BANKRUPTCY LAWS;  BANKS;  BOND;  BOND MARKETS;  BORROWING;  BROAD MONEY;  BUSINESS ENTERPRISES;  CAPITAL ADEQUACY;  CAPITAL ADEQUACY RULES;  CAPITAL INJECTIONS;  CAPITAL MARKETS;  CAPITAL REQUIREMENTS;  CAPITALIZATION;  CASH FLOWS;  CASH PAYMENT;  CENTRAL BANK;  CHEAP MONEY;  COLLEGE DEGREE;  COMMERCIAL BANK;  COMMERCIAL BANKING;  CONSOLIDATED SUPERVISION;  CONSOLIDATION;  CONSUMER PRICE INDEX;  CONTAGION;  CORPORATE GOVERNANCE;  CREDIT GROWTH;  CREDIT OFFICER;  CREDIT PROVISION;  CREDIT RISK;  CREDIT RISK MANAGEMENT;  CREDIT SUPPORT;  CREDITORS;  CROSS-BORDER BANKING;  CURRENT ASSETS;  DEBIT CARDS;  DEBTS;  DEPOSIT;  DEPOSIT INSURANCE;  DEPOSITORS;  DEVELOPMENT BANK;  DEVELOPMENT FINANCE;  DISCLOSURE REQUIREMENTS;  DUE DILIGENCE;  ECONOMIC POLICIES;  ECONOMIC REFORM;  ELECTRONIC PAYMENT;  EMPLOYMENT;  EQUITY INVESTMENTS;  EXCHANGE CONTROL;  EXCHANGE RATE;  EXPENDITURE;  EXTERNAL AUDITORS;  FEDERAL RESERVE;  FEDERAL RESERVE BANK;  FINANCE COMPANIES;  FINANCIAL CONTRACTS;  FINANCIAL DATA;  FINANCIAL DIFFICULTIES;  FINANCIAL INFORMATION;  FINANCIAL INSTITUTIONS;  FINANCIAL LEASING;  FINANCIAL MANAGEMENT;  FINANCIAL MARKETS;  FINANCIAL RATIOS;  FINANCIAL REPORTING;  FINANCIAL SECTOR ASSESSMENT;  FINANCIAL SECTOR REGULATION;  FINANCIAL SERVICES;  FINANCIAL STABILITY;  FINANCIAL STRENGTH;  FINANCIAL SYSTEM;  FISCAL POLICY;  FOREIGN BANKS;  FOREIGN EXCHANGE;  GOOD FAITH;  GOVERNMENT FUNDING;  HOUSEHOLDS;  INCENTIVES TO SAVE;  INFLATIONARY PRESSURES;  INFORMATION DISCLOSURE;  INFORMATION DISCLOSURE REQUIREMENTS;  INFORMATION SHARING;  INFORMATION TECHNOLOGY;  INSURANCE;  INSURANCE COMPANIES;  INTEREST RATE;  INTEREST RATE RISK;  INTERNAL CONTROLS;  INTERNATIONAL ACCOUNTING STANDARDS;  INTERNATIONAL BANK;  ISSUANCES;  JOINT-STOCK COMPANIES;  LAWS;  LEGAL AUTHORITY;  LEGAL FRAMEWORK;  LEGAL PROTECTION;  LEGAL PROVISIONS;  LEGISLATION;  LEGISLATIVE FRAMEWORK;  LENDER;  LENDER OF LAST RESORT;  LENDING POLICIES;  LIQUIDITY;  LIQUIDITY RISK;  LOAN;  LOAN CLASSIFICATION;  LOAN PORTFOLIOS;  LOCAL GOVERNMENT;  LOCAL GOVERNMENTS;  MACROECONOMIC ADJUSTMENTS;  MACROECONOMIC ENVIRONMENT;  MANAGEMENT INFORMATION SYSTEMS;  MANDATES;  MARKET CAPITALIZATION;  MARKET DETERMINATION;  MARKET DISCIPLINE;  MARKET RISK;  MARKET STRUCTURE;  MATURITIES;  MONETARY FUND;  MONETARY POLICY;  MUNICIPALITIES;  NATIONAL ECONOMIC POLICIES;  NEGOTIABLE INSTRUMENTS;  NET INTEREST MARGIN;  NONBANK FINANCIAL INSTITUTIONS;  NONBANK INSTITUTIONS;  NONPERFORMING LOANS;  OPERATIONAL RISK;  OPERATIONAL RISKS;  PAYMENT SERVICES;  PAYMENT SYSTEM;  PENALTIES;  POSTAL SAVINGS;  PREFECTURES;  PRIVATE PROPERTY;  PROBLEM BANKS;  PROFESSIONAL DEVELOPMENT;  PROPERTY LAW;  PROPERTY RIGHTS;  PRUDENTIAL REGULATION;  RATING AGENCIES;  REAL ESTATE;  REGULATORY FRAMEWORK;  REGULATORY OBJECTIVES;  REGULATORY SYSTEM;  RESERVE REQUIREMENTS;  RESOURCE ALLOCATION;  RETAIL INTEREST;  RETURN;  RETURN ON ASSETS;  RETURN ON EQUITY;  RISK MANAGEMENT;  RISK MEASUREMENT;  RURAL CREDIT;  RURAL CREDIT COOPERATIVES;  SAFETY NET;  SAVINGS;  SAVINGS BANKS;  SECURITIES;  SETTLEMENT SYSTEMS;  SMALL BANKS;  SMALL BUSINESS;  SMALL BUSINESS LENDING;  SOCIAL DEVELOPMENT;  SOCIAL SAFETY NETS;  STATE BANKS;  STOCK EXCHANGES;  SUBSIDIARIES;  SUPERVISORY AUTHORITIES;  SUPERVISORY FRAMEWORK;  TRANSACTION;  TRANSPARENCY;  TRANSPORT;  VALUE PAYMENT SYSTEM;  VILLAGE;  WAGES;  Report; 

年份：

2012

出版地：

Washington,USA

语种：

English

摘要：

Regulation and supervision of China's banking system has made impressive progress in the past few years, led by an activist, forward-looking regulator China Banking Regulatory Commission (CBRC), with a clear safety and soundness mandate that has been supported by banks and by the State. Less than fully compliant ratings in certain areas in this assessment generally reflect deficiencies in the legal framework, which can be amended, or that banks have yet to fully implement CBRC guidance. This assessment of the current state of the implementation of the Basel Core Principles for Effective Banking Supervision (BCP) in China has been completed as part of a Financial Sector Assessment Program (FSAP) undertaken jointly by the International Monetary Fund (IMF) and the World Bank between June 7 and June 25, 2010, and reflects the regulatory and supervisory framework in place as of the date of the completion of the assessment.